Brokerage Alpine Securities Corp. lost its bid to challenge National Securities Clearing Corp.'s disciplinary power and refined “excess net capital” requirements, a federal judge ruled.

Cash sweep programs have turned into a bit of a viper’s nest for the financial advice industry, particularly large ...

The world's biggest banks have launched an urgent global review of how clearing houses manage defaults after the collapse of a futures broker in South Korea left many banks shouldering far more than ...

xCube will also offer industry leading issuer services, which include price stabilization for new ADX IPOs, an offering pioneered by xCube in the UAE As a trading and clearing broker on ADX, xCube now ...

The main firm responsible for clearing US stock trades plans to extend its hours of operation to support the growing interest ...

In November, Wells Fargo said it had hired another Apex Clearing executive, George Tamer, to a senior role at its RIA ...

The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial ...

Fixed Income Clearing Corporation (FICC), a subsidiary of the Depository Trust & Clearing Corporation (DTCC), has launched an ...

The futures broker holds $439 million in adjusted net capital. The intermediary was the 13th largest futures clearing merchant by client assets in January, ahead of Wells Fargo Securities LLC and ...

New York/London/Hong Kong/Singapore/Sydney, March 18, 2025 ‒ The Depository Trust & Clearing Corporation (DTCC), the premier ...