Equitable uses LPL Financial as its clearing broker-dealer, but the two are not affiliated. You can join the team as a new advisor, an experienced professional or manager. Net revenue in 2021 ...

Brokerage Alpine Securities Corp. lost its bid to challenge National Securities Clearing Corp.'s disciplinary power and refined “excess net capital” requirements, a federal judge ruled.

Jens Quiram, global co-head of FIC derivatives and repo sales at Eurex, sits down with their first live Nordic OTC clearing broker, Danske Bank’s chief sales manager for investor services sales and ...

“The [broker-dealer’s] revenue sharing agreements with the clearing brokers created financial incentives for CIRA to select investments that would lead to greater compensation to [Cambridge ...