Brokerage Alpine Securities Corp. lost its bid to challenge National Securities Clearing Corp.'s disciplinary power and refined “excess net capital” requirements, a federal judge ruled.

Fixed Income Clearing Corporation (FICC), a subsidiary of the Depository Trust & Clearing Corporation (DTCC), has launched an ...

Cash sweep programs have turned into a bit of a viper’s nest for the financial advice industry, particularly large ...

In November, Wells Fargo said it had hired another Apex Clearing executive, George Tamer, to a senior role at its RIA ...

The main firm responsible for clearing US stock trades plans to extend its hours of operation to support the growing interest ...

Jens Quiram, global co-head of FIC derivatives and repo sales at Eurex, sits down with their first live Nordic OTC clearing broker, Danske Bank’s chief sales manager for investor services sales and ...

xCube will also offer industry leading issuer services, which include price stabilization for new ADX IPOs, an offering pioneered by xCube in the UAE As a trading and clearing broker on ADX, xCube now ...