Why Fidelity Likely Will Take a Hit From LPL Financial’s Big Deal
LPL plans to acquire Commonwealth Financial Network, a wealth management company with $285 billion in assets that relies on ...
Private Clearing Regulator Sheds Broker's Power Challenge (1)
Brokerage Alpine Securities Corp. lost its bid to challenge National Securities Clearing Corp.'s disciplinary power and refined “excess net capital” requirements, a federal judge ruled.
Traders Magazine14d
DTCC’s NSCC to Increase Clearing Hours to Support Extended Trading
New York/London/Hong Kong/Singapore/Sydney, March 18, 2025 ‒ The Depository Trust & Clearing Corporation (DTCC), the premier ...
U.S. News & World Report2y
5 of the Top Independent Broker-Dealers for Financial Advisors
Equitable uses LPL Financial as its clearing broker-dealer, but the two are not affiliated. You can join the team as a new advisor, an experienced professional or manager. Net revenue in 2021 ...
The TRADE2y
A turning point for Nordics markets clearing
Jens Quiram, global co-head of FIC derivatives and repo sales at Eurex, sits down with their first live Nordic OTC clearing broker, Danske Bank’s chief sales manager for investor services sales and ...